For brokers, dealers, managers, depositories
BASIC STANDARDS
Basic standard for broker's transactions in the financial market
Basic Standard for Financial Market Transactions by Managers
Basic Standard on Depositary Activities
Basic standard for the protection of investors' rights and interests (for brokers)
Basic standard for the protection of investors' rights and interests (for managers)
Basic Standard for the Protection of Investor Rights and Interests (for depositories)
INTERNAL STANDARDS
Standard "Requirements for provision of information documents on financial instruments by brokers to individuals - recipients of financial services"
Standard "Informing the Customer about Risks"
Standard "Reporting to the Client"
Prevention of Conflicts of Interest Standard
Standard "Determination of a Customer's Knowledge and Experience in Transactions with Financial Instruments and Financial Services"
Standard "Requirements for Interaction with Individuals when Offering Financial Instruments"
Standard "Requirements for the provision of investment advisory services through auto-investigation programmes"
Standard "Code of Business Ethics"
